The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to warn investors that fraudsters sometimes pose as SEC employees. Do not send money, or personal information, to anyone claiming to be from the SEC without verifying their identity using the steps described in this Alert.
Federal Reserve Board approves action by the Board of Directors of the Federal Reserve Bank of Philadelphia
The SEC’s Office of Investor Education and Advocacy (OIEA) warns investors not to fall for investment scams claiming to help charitable causes. Supporting a good cause while investing your money may sound like a win-win situation. But be aware that fraudsters may try to exploit your desire to help others by using charitable causes as … Read more
Federal Reserve Board approves actions by the Boards of Directors of the Federal Reserve Banks of Boston, New York, Cleveland, Richmond, Atlanta, St. Louis, and Kansas City
ESMA issues opinion on accepted market practice by Spanish CNMV Thursday 19 September 2019 15:43 The European Securities and Markets Authority (ESMA) has issued today an opinion supporting a revised Accepted Market Practice on liquidity contracts notified by the Spanish market regulator, the Comisión Nacional del Mercado de Valores (CNMV). ESMA considers that the revised CNMV’s AMP … Read more
One thing has become abundantly clear with regard to the prospect reforming the county’s housing finance policy – Congress needs to act. However, that does not mean that regulators can only sit on their hands in the meantime. Regulatory leaders tactfully noted during a recent Senate Banking Committee hearing that although there are actions they … Read more
The Senate has voted to extend Michelle “Miki” Bowman’s tenure as the first person to hold the Federal Reserve Board’s seat designated for a person with community banking experience for a full 14-year term. The Independent Community Bankers of America (ICBA) welcomed the news, having strongly supported Bowman’s nomination to join the Fed prior to … Read more